Glenn Ambach

CANTOR FITZGERALD INVESTMENT ADVISORS

New York, NY 10022

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CRD#: 3019605

Professional summary

Glenn Ambach, who also goes by Glenn Alexander Ambach, is a registered financial advisor currently at CANTOR FITZGERALD INVESTMENT ADVISORS located in New York, New York.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Glenn has worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn Alexander Ambach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Ambach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2017 - Present

CANTOR FITZGERALD INVESTMENT ADVISORS

Office #1: 110 East 59th Street 7th Floor, New York, NY 10022

RIA

CRD#: 159296

New York, NY

Past

November 30, 2012 - March 24, 2017

EFFICIENT MARKET ADVISORS, LLC

RIA

CRD#: 132188

LA JOLLA, CA

Past

August 2, 2011 - November 30, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SAN DIEGO, CA

Past

July 27, 2011 - November 30, 2012

MORGAN STANLEY

CRD#: 149777

SAN DIEGO, CA

Past

April 4, 2008 - February 23, 2010

FAC WEALTH MANAGEMENT, LLC

RIA

CRD#: 145539

NAPLES, FL

Past

July 16, 2007 - December 3, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HONOLULU, HI

Past

April 17, 2007 - December 3, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HONOLULU, HI

Past

March 20, 2006 - March 29, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HONOLULU, HI

Past

February 28, 2006 - March 29, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HONOLULU, HI

Past

November 2, 2000 - October 31, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

May 26, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

May 9, 2000 - October 29, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

April 13, 1999 - May 25, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 13, 1999 - May 25, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTOR FITZGERALD INVESTMENT ADVISORS

CRD#: 159296 / SEC#: 801-72852

RIA

Registered Investment Advisory firm - (11/15/2011 Approved)

Delaware

Registered Investment Advisory firm - (5/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/26/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2011

General Securities Representative Examination

Current Firm

CANTOR FITZGERALD INVESTMENT ADVISORS

CRD#: 159296 / SEC#: 801-72852

RIA

Registered Investment Advisory firm - (11/15/2011 Approved)

Delaware

Registered Investment Advisory firm - (5/22/2018 Terminated)

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Contact information

Main Address

110 East 59th Street 7th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 915-1722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFIA ADV PART 2 & 2B 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,286
AUM (Assets Under Management)	$ 2,384,816,869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Glenn Ambach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Ambach's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFFICIENT MARKET ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

FAC WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CANTOR FITZGERALD INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2011

Series 63

Date: 5/26/2000

Series 7

Date: 7/26/2011

Current Firm

CANTOR FITZGERALD INVESTMENT ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTOR FITZGERALD INVESTMENT ADVISORS

TRUST BUT VERIFY

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