Travis L. Cook

RIDGELINE ASSET MANAGEMENT

Durango, CO

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CRD#: 3019217

Professional summary

Travis Lee Cook is a registered financial advisor currently at RIDGELINE ASSET MANAGEMENT, LLC located in Durango, Colorado.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Travis has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Lee Cook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2018 - Present

RIDGELINE ASSET MANAGEMENT, LLC

RIA

CRD#: 298744

Durango, CO

Past

March 24, 2016 - June 27, 2019

WEALTHSOURCE®

RIA

CRD#: 282202

CASTLE ROCK, CO

Past

April 26, 2011 - December 15, 2016

AVANT-GARDE ADVISORS LLC

RIA

CRD#: 151527

Castle Rock, CO

Past

May 29, 2007 - July 20, 2011

COOK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 143755

CASTLE ROCK, CO

Past

April 28, 2006 - March 9, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

November 10, 1999 - March 9, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/20/2018)

IAR

Texas
(12/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/9/1999

General Securities Representative Examination

Current Firm

RIDGELINE ASSET MANAGEMENT, LLC

CRD#: 298744 / SEC#:

Colorado

Registered Investment Advisory firm - (11/20/2018 Approved)

Texas

Registered Investment Advisory firm - (12/3/2018 Approved)

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Contact information

Main Address

Durango, CO

Mailing Address

Phone number

(972) 214-9424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 55,848,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis L. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Lee Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGELINE ASSET MANAGEMENT, LLC

WEALTHSOURCE®

AVANT-GARDE ADVISORS LLC

COOK INVESTMENT MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2006

Series 63

Date: 11/16/1999

Series 7

Date: 11/9/1999

Current Firm

RIDGELINE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIDGELINE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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