Stephanie G. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie G Williams, who also goes by Stephanie Warren Grier, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1998. Stephanie had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2016 - May 1, 2018
SAYBRUS EQUITY SERVICES, LLC
September 22, 2006 - April 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2006 - April 22, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2006 - June 21, 2006
J.P. TURNER & COMPANY, L.L.C.
January 25, 2006 - February 1, 2006
J. B. HANAUER & CO.
January 15, 2004 - April 14, 2005
INVESTORS CAPITAL CORP.
May 8, 2003 - January 8, 2004
QUICK & REILLY, INC.
July 8, 1998 - May 24, 2001
UBS FINANCIAL SERVICES INC.
March 30, 1998 - June 5, 1998
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
