Wayne F. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Franklin Lang was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1971. Wayne had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1982 - December 18, 1990
RETIREMENT INVESTMENT GROUP
November 16, 1977 - May 10, 1982
FSC SECURITIES CORPORATION
May 1, 1972 - December 10, 1977
M. H. DECKARD & CO., INC.
June 10, 1971 - May 2, 1972
FIRST MIDWEST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/5/1971
Registered Representative ExaminationCurrent Firm
RETIREMENT INVESTMENT GROUP
CRD#: 7421 / SEC#: , 8-23050
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
