DH
Daniel E. Hammer
BNP PARIBAS SECURITIES
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 3018740
DH
Professional summary
Daniel Eric Hammer, who also goes by Daniel Hammer, is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in Boston, Massachusetts.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Daniel Hammer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Eric Hammer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2020 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 75 State Street 25th Floor, Boston, MA 02109BD
CRD#: 15794
BOSTON, MA
Past
September 7, 2011 - October 28, 2019
UBS SECURITIES LLC
BD
CRD#: 7654
BOSTON, MA
Past
September 27, 2002 - September 28, 2011
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOSTON, MA
Past
November 13, 2000 - September 26, 2002
THOMAS WEISEL PARTNERS LLC
BD
CRD#: 46237
SAN FRANCISCO, CA
Past
November 24, 1998 - November 7, 2000
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
March 19, 1998 - August 3, 1998
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
BD
CRD#: 17580
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2020)
RR
Alaska(3/25/2020)
RR
Arizona(3/25/2020)
RR
Arkansas(3/25/2020)
RR
California(3/25/2020)
RR
Colorado(3/25/2020)
RR
Connecticut(3/25/2020)
RR
Delaware(3/25/2020)
RR
District of Columbia(3/25/2020)
RR
Florida(3/25/2020)
RR
Georgia(3/25/2020)
RR
Hawaii(3/25/2020)
RR
Idaho(3/25/2020)
RR
Illinois(3/25/2020)
RR
Indiana(3/25/2020)
RR
Iowa(3/25/2020)
RR
Kansas(3/25/2020)
RR
Kentucky(3/25/2020)
RR
Louisiana(3/25/2020)
RR
Maine(3/25/2020)
RR
Maryland(3/25/2020)
RR
Massachusetts(3/25/2020)
RR
Michigan(3/25/2020)
RR
Minnesota(3/25/2020)
RR
Mississippi(3/25/2020)
RR
Missouri(3/25/2020)
RR
Montana(3/25/2020)
RR
Nebraska(3/25/2020)
RR
Nevada(3/25/2020)
RR
New Hampshire(3/25/2020)
RR
New Jersey(3/25/2020)
RR
New Mexico(3/25/2020)
RR
New York(3/25/2020)
RR
North Carolina(3/25/2020)
RR
North Dakota(3/25/2020)
RR
Ohio(3/26/2020)
RR
Oklahoma(3/25/2020)
RR
Oregon(3/25/2020)
RR
Pennsylvania(3/25/2020)
RR
Puerto Rico(3/25/2020)
RR
Rhode Island(3/25/2020)
RR
South Carolina(3/25/2020)
RR
South Dakota(3/25/2020)
RR
Tennessee(3/25/2020)
RR
Texas(3/25/2020)
RR
Utah(3/25/2020)
RR
Vermont(3/25/2020)
RR
Virginia(3/25/2020)
RR
Washington(3/25/2020)
RR
West Virginia(3/25/2020)
RR
Wisconsin(3/25/2020)
RR
Wyoming(3/25/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
BP
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP. | PARIBAS CORPORATION | MST CORP.
CRD#: 15794 / SEC#: , 8-32682
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
787 Seventh Avenue, New York, NY 10019
Mailing Address
525 Washington Boulevard, Jersey City, NJ 07310
Phone number
(212) 841-2000
Established
Delaware since 09/07/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER & CHIEF CONDUCT AND CONTROL OFFICER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | BOARD DIRECTOR | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 99 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BNP PARIBAS SECURITIES CORP.
CRD#: 15794Boston, MA 02109TRUST BUT VERIFY
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