Theresa A. Persico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Ann Persico, who also goes by Theresa A Persico, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1998. Theresa had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2014 - December 31, 2014
PERSICO, THERESA, ANN
February 9, 2012 - December 31, 2012
PERSICO, THERESA, ANN
March 4, 2011 - December 31, 2011
PERSICO, THERESA, ANN
March 2, 2010 - December 31, 2010
PERSICO, THERESA, ANN
November 4, 2008 - December 31, 2009
PERSICO, THERESA, ANN
September 21, 2001 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
March 30, 2001 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
May 1, 1998 - April 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PERSICO, THERESA, ANN
CRD#: 140909 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
