Brian E. Campos
Professional summary
Brian Eugene Campos, who also goes by Brian Campos, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Eugene Campos's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735January 17, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735November 17, 2016 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
October 24, 2016 - March 9, 2018
SCOTTRADE, INC.
January 20, 2010 - November 7, 2012
CAPITAL CITIES ASSET MANAGEMENT INC
May 28, 2004 - November 23, 2007
STRATEGIC ADVISERS LLC
May 28, 2004 - November 23, 2007
FIDELITY BROKERAGE SERVICES LLC
July 9, 2002 - April 22, 2004
UNITED BROKERAGE SERVICES, INC
May 1, 2002 - June 8, 2002
CHEVY CHASE FINANCIAL SERVICES
March 28, 2002 - June 8, 2002
CHEVY CHASE FINANCIAL SERVICES
July 21, 2000 - October 24, 2001
TRUIST INVESTMENT SERVICES, INC.
March 10, 1998 - May 4, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2020)
(1/17/2020)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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