HS
Hugo J. Soares
NAVIGATOR FINANCIAL LLC
Farmington, CT
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CRD#: 3018488
HS
Professional summary
Hugo J Soares is a registered financial advisor currently at NAVIGATOR FINANCIAL LLC located in Farmington, Connecticut.
Hugo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Hugo has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Hugo J Soares's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2025 - Present
NAVIGATOR FINANCIAL LLC
RIA
CRD#: 335223
Farmington, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(3/26/2025)
Exams
Current Firm
NF
NAVIGATOR FINANCIAL LLC
NAVIGATOR FINANCIAL LLC
CRD#: 335223 / SEC#:
Connecticut
Registered Investment Advisory firm - (3/26/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Chiltern St, Farmington, CT 06032
Mailing Address
Phone number
(860) 775-2255
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 4,071,550 |
Red Flags
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