Richard M. Klapow

ARGO INFRASTRUCTURE PARTNERS LP

NEW YORK, NY 10019

Some features on this profile are disabled

CRD#: 3018459

Professional summary

Richard Mark Klapow is a registered financial advisor currently at ARGO INFRASTRUCTURE PARTNERS LP located in New York, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mark Klapow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2021 - Present

ARGO INFRASTRUCTURE PARTNERS LP

Office #1: 650 Fifth Avenue 35th Floor, New York, NY, 10019

RIA

CRD#: 171246

NEW YORK, NY

Past

May 30, 2003 - July 11, 2008

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

April 23, 2001 - May 30, 2003

MACQUARIE CORPORATE FINANCE (USA) INC.

CRD#: 40634

NEW YORK, NY

Past

June 24, 1998 - January 26, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

March 30, 1998 - August 12, 1998

CAMBRIDGE PARTNERS, L.L.C.

CRD#: 37923

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGO INFRASTRUCTURE PARTNERS LP

ARGO INFRASTRUCTURE PARTNERS LLC | ARGO INFRASTRUCTURE PARTNERS LP

CRD#: 171246 / SEC#: 801-80796

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/26/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2007

General Securities Principal Examination

Current Firm

ARGO INFRASTRUCTURE PARTNERS LP

ARGO INFRASTRUCTURE PARTNERS LLC | ARGO INFRASTRUCTURE PARTNERS LP

CRD#: 171246 / SEC#: 801-80796

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

650 Fifth Avenue 35th Floor, New York, NY, 10019

Mailing Address

Phone number

(212) 521-5096

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ARGO INFRASTRUCTURE PARTNERS-MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 6,228,185,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard M. Klapow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Mark Klapow's CRS (Customer Relationship Summary).

Certified licenses

Experience

MACQUARIE CAPITAL (USA) INC.

MACQUARIE CORPORATE FINANCE (USA) INC.

DEUTSCHE BANK SECURITIES INC.

CAMBRIDGE PARTNERS, L.L.C.

Primary Firm SEC Registration

ARGO INFRASTRUCTURE PARTNERS LP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2001

Series 7

Date: 3/26/1998

Series 24

Date: 7/31/2007

Current Firm

ARGO INFRASTRUCTURE PARTNERS LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGO INFRASTRUCTURE PARTNERS LP

TRUST BUT VERIFY

Similar Advisors