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GG

Gale E. Graves

ZACKS INTELLIGENCE LLC
Windham, NH
Some features on this profile are disabled
CRD#: 3018239
GG

Professional summary

Gale Edward Graves, who also goes by Ed Graves, Eddie Graves, Ed Graves, Eddie Graves, Edward Graves, G Edward Graves, is a registered financial advisor currently at ZACKS INTELLIGENCE LLC located in Windham, New Hampshire.

Gale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gale has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ed Graves | Eddie Graves | Ed Graves | Eddie Graves | Edward Graves | G Edward Graves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gale Edward Graves's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2026 - Present

ZACKS INTELLIGENCE LLC

RIA
CRD#: 333798
Windham, NH
Past

February 24, 2025 - July 1, 2025

CAMARDA WEALTH ADVISORY GROUP

RIA
CRD#: 113784
Windham, NH
Past

May 14, 2024 - February 10, 2025

FISHER INVESTMENTS

RIA
CRD#: 107342
Windham, NH
Past

April 2, 2019 - May 14, 2024

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
Windham, NH
Past

December 1, 2016 - August 5, 2017

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
ANDOVER, MA
Past

July 29, 2015 - July 14, 2016

SUPERFUND USA, LLC

BD
CRD#: 147069
CHICAGO, IL
Past

June 6, 2012 - November 14, 2013

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

August 31, 2004 - December 31, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
BOSTON, MA
Past

December 12, 2002 - December 12, 2003

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

October 10, 2000 - September 10, 2002

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD
CRD#: 17580
BOSTON, MA
Past

May 29, 1998 - June 22, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZI
ZACKS INTELLIGENCE LLC
ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA
Registered Investment Advisory firm - (12/10/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(3/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/5/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/28/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZI
ZACKS INTELLIGENCE LLC
ZACKS INTELLIGENCE LLC

CRD#: 333798 / SEC#: 801-131598

RIA
Registered Investment Advisory firm - (12/10/2024 Approved)
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Contact information

Main Address
101 N Wacker Dr Suite 1500, Chicago, IL 60606
Mailing Address
Phone number
(312) 265-9500
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FOR ZACKS INTELLIGENCE LLC (11/17/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZACKS INTELLIGENCE LLC

CRD#: 333798Windham, NH

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