Allen B. Lang

ATLAS WEALTH MANAGEMENT

Cave Creek, AZ

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CRD#: 301818

Professional summary

Allen Barry Lang is a registered financial advisor currently at ATLAS WEALTH MANAGEMENT, LLC located in Cave Creek, Arizona.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Allen has worked at 7 firms and has passed the Series 65, Series 63, Series 1, Series 40 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Barry Lang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2015 - Present

ATLAS WEALTH MANAGEMENT, LLC

RIA

CRD#: 160433

Cave Creek, AZ

Past

February 20, 1997 - September 9, 2013

OPPENHEIMER & CO. INC.

CRD#: 249

PHILADELPHIA, PA

Past

June 30, 1987 - February 25, 1997

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

December 23, 1976 - June 26, 1987

ADVEST, INC.

CRD#: 10

Past

February 9, 1976 - December 19, 1976

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

October 10, 1975 - February 8, 1976

JAS. H. OLIPHANT & CO., INC.

CRD#: 464

Past

March 12, 1968 - November 30, 1975

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/10/2015)

IAR

Pennsylvania
(11/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/8/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 1/28/1974

Registered Principal Examination

Principal/Supervisory Exam

Series 12

Date: 8/26/1971

NYSE Branch Manager Examination

Current Firm

ATLAS WEALTH MANAGEMENT, LLC

CRD#: 160433 / SEC#:

Arizona

Registered Investment Advisory firm - (12/10/2015 Approved)

Delaware

Registered Investment Advisory firm - (3/9/2015 Approved)

New Jersey

Registered Investment Advisory firm - (6/5/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cave Creek, AZ

Mailing Address

Phone number

(888) 403-9400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 57,984,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allen B. Lang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Barry Lang's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

GRUNTAL & CO., L.L.C.

ADVEST, INC.

CIBC WORLD MARKETS CORP.

JAS. H. OLIPHANT & CO., INC.

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2015

Series 63

Date: 7/30/1979

Series 1

Date: 3/8/1968

Series 40

Date: 1/28/1974

Series 12

Date: 8/26/1971

Current Firm

ATLAS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLAS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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