Jeffrey D. Lott

MARION WEALTH MANAGEMENT

Monroeville, PA 15146

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CRD#: 3018148

Professional summary

Jeffrey Donald Lott is a registered financial advisor currently at MARION WEALTH MANAGEMENT located in Monroeville, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT - NON-VARIABLE INSURANCE 2.) WEALTHPOINTE FINANCIAL LLC - PARTNER/OWNER - OPERATING LLC FOR COMPANY - MONROEVILLE, PA - SINCE 04/2017 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Donald Lott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2021 - Present

MARION WEALTH MANAGEMENT

Office #1: 2790 Mosside Blvd Suite 640, Monroeville, PA 15146

RIA

CRD#: 315730

Monroeville, PA

Past

September 14, 2018 - April 19, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

MONROEVILLE, PA

Past

September 14, 2018 - April 19, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MONROEVILLE, PA

Past

April 21, 2017 - September 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MONROEVILLE, PA

Past

April 21, 2017 - September 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MONROEVILLE, PA

Past

July 20, 2007 - April 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MONROEVILLE, PA

Past

July 20, 2007 - April 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MONROEVILLE, PA

Past

November 21, 2002 - August 2, 2007

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

MONROEVILLE, PA

Past

January 30, 2002 - August 2, 2007

FERRIS, BAKER WATTS, LLC

CRD#: 285

MONROEVILLE, PA

Past

October 16, 2000 - February 11, 2002

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Past

May 16, 1998 - October 15, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARION WEALTH MANAGEMENT

MARION WEALTH MANAGEMENT | MARION WEALTH MANAGEMENT, LLC | MARION WEALTH MANAGEMENT GROUP

CRD#: 315730 / SEC#: 801-122279

RIA

Registered Investment Advisory firm - (12/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/7/2021)

IAR

Texas
(8/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/8/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/7/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/23/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

MARION WEALTH MANAGEMENT

MARION WEALTH MANAGEMENT | MARION WEALTH MANAGEMENT, LLC | MARION WEALTH MANAGEMENT GROUP

CRD#: 315730 / SEC#: 801-122279

RIA

Registered Investment Advisory firm - (12/23/2021 Approved)

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Contact information

Main Address

2790 Mosside Blvd Suite 640, Monroeville, PA 15146

Mailing Address

Phone number

(412) 372-3849

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARION WEALTH MANAGEMENT ADV BROCHURE (4/25/2025)

Regulatory assets under management

Total Number of Accounts	1,389
AUM (Assets Under Management)	$ 482,512,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Lott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Donald Lott's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

PNC CAPITAL MARKETS LLC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

MARION WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/1998

Series 63

Date: 4/16/1998

SIE

Date: 10/1/2018

Series 31

Date: 1/8/2003

Series 7

Date: 4/2/1998

Series 10

Date: 11/7/2002

Series 9

Date: 10/23/2002

Current Firm

MARION WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARION WEALTH MANAGEMENT

TRUST BUT VERIFY

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