William B. Laney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bryan Laney JR was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1969. William had worked at 6 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2003 - December 11, 2003
LUDEMAN CAPITAL MANAGEMENT, INC.
May 7, 2002 - July 31, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
July 3, 2000 - July 31, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
June 1, 1981 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
January 9, 1973 - May 10, 1976
TOWER SQUARE SECURITIES, INC.
June 19, 1969 - May 30, 1981
GODWINS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 1/28/1969
General Securities Principal ExaminationCurrent Firm
LUDEMAN CAPITAL MANAGEMENT, INC.
CRD#: 116071 / SEC#: 801-67878
Contact information
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 23,272,853 |
Red Flags
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