Lantz G. Hunt

CARSON GROUP BROKERAGE

Omaha, NE 68154

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CRD#: 3017958

Professional summary

Lantz Guy Hunt, who also goes by Lantz G Hunt, Lantz Hunt, is a registered financial professional currently at CARSON GROUP BROKERAGE, LLC located in Omaha, Nebraska.

Lantz is registered as a RR (Registered Representative) and started their career in finance in 1998. Lantz has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lantz G Hunt | Lantz Hunt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lantz Guy Hunt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2019 - Present

CARSON GROUP BROKERAGE, LLC

Office #1: 14600 Branch St, Omaha, NE 68154Office #2: 14600 Branch St, Omaha, NE 68154

CRD#: 293448

Omaha, NE

Past

January 17, 2017 - April 11, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OMAHA, NE

Past

March 7, 2014 - January 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Past

April 20, 2005 - December 13, 2013

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

OMAHA, NE

Past

August 20, 2003 - March 18, 2005

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

May 21, 2001 - March 20, 2003

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

September 27, 2000 - April 19, 2001

AMERITRADE INSTITUTIONAL SERVICES, INC.

CRD#: 22578

OMAHA, NE

Past

March 29, 2000 - September 26, 2000

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

June 11, 1998 - September 25, 2000

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(3/1/2019)

Exams

State Security Law Exam

Series 63

Date: 3/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/14/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/30/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CARSON GROUP BROKERAGE, LLC

CRD#: 293448 / SEC#: , 8-70089

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

14600 Branch St, Omaha, NE 68154

Mailing Address

14600 Branch St, Omaha, NE 68154

Phone number

(888) 321-0808

Established

Nebraska since 01/04/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CARSON GROUP HOLDINGS, LLC	MEMBER
BALTOVSKI, ALEXANDER	FINANCIAL OPERATIONS PRINCIPAL	2350828
CLEMENTS, JAMES EDMOND	CHIEF COMPLIANCE OFFICER	2445775
HUNT, LANTZ	CHIEF OPERATING OFFICER	3017958
TOBIN, DANIEL P	PRESIDENT	3239146

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lantz G. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lantz Guy Hunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

QA3 FINANCIAL CORP.

QA3 FINANCIAL CORP.

AMERITRADE INSTITUTIONAL SERVICES, INC.

TD AMERITRADE CLEARING, INC.

J.P. SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1998

SIE

Date: 4/11/2018

Series 7

Date: 3/10/1998

Series 4

Date: 1/14/2000

Series 24

Date: 8/30/1999

FINRA

Current Firm

CARSON GROUP BROKERAGE, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CARSON GROUP BROKERAGE, LLC

TRUST BUT VERIFY

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