Kristopher A. Heig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Alan Heig, who also goes by Kris Alan Heig, was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 1998. Kristopher had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2026 - April 8, 2026
BANKERS LIFE ADVISORY SERVICES, INC.
February 12, 2026 - April 8, 2026
BANKERS LIFE SECURITIES, INC.
May 8, 2024 - January 31, 2025
ASHTON THOMAS PRIVATE WEALTH
January 17, 2023 - October 4, 2023
ORION PORTFOLIO SOLUTIONS, LLC
July 1, 2022 - October 4, 2023
BRINKER CAPITAL SECURITIES, LLC
January 30, 2020 - January 6, 2023
ORION PORTFOLIO SOLUTIONS, LLC
April 10, 2018 - December 31, 2019
ORION PORTFOLIO SOLUTIONS, LLC
April 6, 2018 - December 3, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
January 19, 2017 - April 2, 2018
CWM, LLC
January 19, 2017 - April 2, 2018
CETERA WEALTH SERVICES, LLC
August 17, 2007 - July 2, 2015
TD AMERITRADE, INC.
August 17, 2007 - July 2, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 22, 2006 - July 2, 2015
TD AMERITRADE, INC.
December 4, 2002 - August 18, 2003
ICAPITAL MARKETS LLC
September 11, 2002 - October 25, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 4, 2001 - April 22, 2006
TD AMERITRADE CLEARING, INC.
May 29, 1998 - December 31, 2001
J.P. SECURITIES, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/28/2004
Limited Representative-Equity Trader ExamCurrent Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
