Cynthia A. Thomas
Professional summary
Cynthia Anne Thomas, who also goes by Cynthia Anne Rubin, is a registered financial professional currently at MARTINWOLF located in Scottsdale, Arizona.
Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2000. Cynthia has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 87, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Anne Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2017 - Present
MARTINWOLF
Office #1: 7000 E Shea Blvd Suite E130, Scottsdale, AZ 85254November 5, 2004 - June 4, 2009
CITIZENS JMP SECURITIES, LLC
December 6, 2000 - December 20, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
(12/20/2017)
Exams
FINRA
Current Firm
MARTINWOLF
CRD#: 47936 / SEC#: , 8-51965
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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