Jason S. Ziegler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Scott Ziegler was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2010 - March 21, 2012
HIGHLAND CAPITAL MANAGEMENT, L.P.
July 28, 2006 - March 6, 2007
BANC OF AMERICA SECURITIES LLC
July 11, 2002 - March 21, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - April 4, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 31, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 14, 1998 - September 4, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHLAND CAPITAL MANAGEMENT, L.P.
CRD#: 110126 / SEC#: 801-54874
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 126,740,948 |
Red Flags
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