Louise Lane
WILLIAM BLAIR | Partner, Wealth Advisor
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 301734
Professional summary
Louise Lane, CFP®, who also goes by Louise Imberman Lane, Louise J Lane, is a registered financial advisor currently at WILLIAM BLAIR located in Chicago, Illinois.
Louise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Louise has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 000, Series 1 and Series 24 exams.
Biography
Louise Lane was the first woman broker at William Blair. Prior to joining William Blair, she spent five years with a leading New York investment bank.
Louise has developed an enviable reputation as an astute investor. Her primary expertise is in the equity market and in her skillful interpretation of stock research. Throughout the day, Louise scrutinizes extensive information from her many contacts in industry and finance as well as from William Blair analysts, Wall Street research, and electronic updates.
Trust, commitment, and proven results are at the heart of Louise’s enduring client relationships. Currently, she is working with many high net-worth individuals, some of whom run public companies. Most of her business is generated through referrals, which is a testament to Louise’s pledge to excellence in account management, confidentiality, and personalized client service.
A lifelong Chicago resident, she is an arts enthusiast, active in sports, and a world traveler. Louise contributes her time to various nonprofit organizations. She is currently on the board of Music of the Baroque and formerly served as chair of the board of Hazelden Chicago and vice chair of the Chicago School of Professional Psychology.
Question & Answer
What are your service offerings?
Trust & estate planning
Institutional consulting
Philanthropic services
Financial planning
Trading individual securities
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Louise Imberman Lane | Louise J Lane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Louise Lane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Louise Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
September 20, 2006 - Present
WILLIAM BLAIR
Office #1: The William Blair Building 150 North Riverside, Chicago, IL 60606RIA
BD
CRD#: 1252
Chicago, IL
Current
July 24, 1984 - Present
WILLIAM BLAIR
Office #1: The William Blair Building 150 North Riverside, Chicago, IL 60606RIA
BD
CRD#: 1252
Chicago, IL
Past
January 9, 1981 - July 30, 1984
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Past
December 17, 1976 - February 9, 1981
WILLIAM BLAIR
BD
CRD#: 1252
Past
February 22, 1972 - February 11, 1977
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/9/2020)
RR
Arizona(8/1/1984)
RR
Arkansas(11/30/2017)
RR
California(7/24/1984)
RR
Colorado(7/24/1984)
RR
Connecticut(3/23/1998)
RR
Delaware(4/5/2022)
RR
District of Columbia(5/12/1986)
RR
Florida(7/25/1984)
RR
Georgia(3/2/2011)
RR
Hawaii(6/21/2023)
RR
Idaho(11/30/2017)
RR
Illinois(7/24/1984)
IAR
Illinois(9/20/2006)
RR
Indiana(3/6/2015)
RR
Kansas(11/30/2017)
RR
Kentucky(6/2/2016)
RR
Louisiana(2/15/2017)
RR
Maine(9/2/2015)
RR
Maryland(4/19/2013)
RR
Massachusetts(1/25/2000)
RR
Michigan(9/21/2005)
RR
Minnesota(6/13/2014)
RR
Mississippi(9/19/2019)
RR
Missouri(8/3/1984)
RR
Montana(11/30/2017)
RR
Nebraska(6/2/2016)
RR
Nevada(11/30/2017)
RR
New Jersey(9/21/2005)
RR
New Mexico(7/24/1984)
RR
New York(7/24/1984)
RR
North Carolina(3/22/2006)
RR
Ohio(11/13/2013)
RR
Oregon(7/12/2013)
RR
Pennsylvania(9/21/2005)
RR
Rhode Island(11/12/2020)
RR
South Carolina(4/23/2020)
RR
South Dakota(2/14/2022)
RR
Tennessee(4/22/2014)
RR
Texas(1/28/1994)
RR
Utah(8/5/2013)
RR
Virginia(11/11/2011)
RR
Washington(10/29/2012)
RR
West Virginia(5/15/2020)
RR
Wisconsin(10/2/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 9/29/1988
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 000
Date: 3/3/1972
General Securities Principal ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 2/9/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606
Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594
Phone number
(312) 236-1600
Established
Delaware since 10/30/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
469
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| DUWA, ROBERT J | EXECUTIVE COMMITTEE | 2931296 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| QUINN, MICHAEL PATRICK | EXECUTIVE COMMITTEE | 3257072 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILLIAM BLAIR
Partner, Wealth AdvisorCRD#: 1252Chicago, IL 60606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
