Louise Lane
CFP®Professional Summary
Louise Lane, CFP®, who also goes by Louise Imberman Lane, Louise J Lane, is a registered financial advisor currently at WILLIAM BLAIR located in Chicago, Illinois. Louise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Louise has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 000, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Financial Planning
- Investment Management
- Retirement Planning
Specializations
Biography
Louise Lane was the first woman broker at William Blair. Prior to joining William Blair, she spent five years with a leading New York investment bank. Louise has developed an enviable reputation as an astute investor. Her primary expertise is in the equity market and in her skillful interpretation of stock research. Throughout the day, Louise scrutinizes extensive information from her many contacts in industry and finance as well as from William Blair analysts, Wall...
Other Aliases
Louise Imberman Lane, Louise J Lane
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Credentials
Years of Experience
54 years in the financial services industry
Current & Past Employments
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Current Firm
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
Contact Information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594Phone Number
(312) 236-1600Established
Delaware since 10/30/1995Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
492SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | — |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| KENDALL, ROBERT DANIEL | EXECUTIVE COMMITTEE | 2765873 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | EXECUTIVE COMMITTEE, CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory Assets Under Management
Total Number of Accounts
39,781AUM (Assets Under Management)
$64,284,844,374Disclosures
Regulatory Event
29Arbitration
2Bond
1Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
Primary Firm SEC Registration
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
State Registrations and Notice Filings
(9/9/2020)
(8/1/1984)
(11/30/2017)
(7/24/1984)
(7/24/1984)
(3/23/1998)
(4/5/2022)
(5/12/1986)
(7/25/1984)
(3/2/2011)
(6/21/2023)
(11/30/2017)
(7/24/1984)
(9/20/2006)
(3/6/2015)
(11/30/2017)
(6/2/2016)
(2/15/2017)
(9/2/2015)
(4/19/2013)
(1/25/2000)
(9/21/2005)
(6/13/2014)
(9/19/2019)
(8/3/1984)
(11/30/2017)
(6/2/2016)
(11/30/2017)
(9/21/2005)
(7/24/1984)
(7/24/1984)
(3/22/2006)
(11/13/2013)
(7/12/2013)
(9/21/2005)
(11/12/2020)
(4/23/2020)
(2/14/2022)
(4/22/2014)
(1/28/1994)
(8/5/2013)
(11/11/2011)
(10/29/2012)
(5/15/2020)
(10/2/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1988Series 000 — General Securities Principal Examination
Passed Mar 1972Series 1 — Registered Representative Examination
Passed Feb 1972SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Louise Lane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Louise Lane's CRS (Customer Relationship Summary).
Services Offered by Louise
- Estate & Legacy Planning
- Financial Planning
- Investment Management
- Retirement Planning
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
RISE INVESTMENT MANAGEMENT, LLC
