John D. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Derek Lane was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 19 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - February 1, 2016
BMI CAPITAL INTERNATIONAL LLC
November 14, 2013 - December 31, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
August 20, 2002 - June 9, 2005
VFINANCE INVESTMENTS, INC
June 20, 2002 - August 12, 2002
GILFORD SECURITIES INCORPORATED
February 26, 2002 - December 9, 2011
LANE CAPITAL MARKETS LLC
June 27, 2001 - June 20, 2002
SOMERSET FINANCIAL GROUP, INC.
September 6, 2000 - May 11, 2001
MERCER PARTNERS INCORPORATED
January 10, 1997 - August 30, 2000
SMH CAPITAL INVESTMENTS LLC
March 27, 1989 - January 22, 1997
DOMINARI SECURITIES LLC
March 20, 1985 - February 10, 1989
SPERBER ADAMS & COMPANY, INC.
January 24, 1985 - March 21, 1985
OLIVER ROSE SECURITIES, INC.
March 9, 1984 - January 7, 1985
MOSELEY SECURITIES CORPORATION
April 1, 1981 - March 10, 1984
BOETTCHER & COMPANY, INC.
May 5, 1978 - May 1, 1981
DAIN RAUSCHER INCORPORATED
December 6, 1976 - May 5, 1978
BOSWORTH SULLIVAN & COMPANY INCORPORATED
November 26, 1975 - November 28, 1976
ADVEST, INC.
October 6, 1975 - November 24, 1975
LOEB RHOADES & CO
October 19, 1973 - November 10, 1975
LEGG MASON WARREN YORK, INC.
July 8, 1969 - November 15, 1973
TOLL & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/2/1969
Registered Representative ExaminationSeries 00
Date: 7/22/1971
General Securities Principal ExaminationCurrent Firm
BMI CAPITAL INTERNATIONAL LLC
CRD#: 154670 / SEC#: , 8-68658
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
