Jeffrey B. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Bruce Lane, who also goes by Jeffrey B Lane, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1970. Jeffrey had worked at 9 firms and has passed the SIE, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2021 - April 21, 2023
YORKBRIDGE WEALTH PARTNERS, LLC
May 12, 2014 - July 11, 2016
LEBENTHAL & CO., LLC
July 10, 2007 - July 1, 2008
J.P. MORGAN SECURITIES LLC
November 3, 2003 - July 5, 2007
LEHMAN BROTHERS INC.
July 22, 1998 - July 25, 2007
NEUBERGER BERMAN BD LLC
January 10, 1991 - August 4, 1998
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - February 5, 1990
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
March 16, 1973 - November 17, 1976
SHEARSON HAYDEN STONE INC.
September 25, 1970 - March 16, 1973
HAYDEN STONE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 5/25/1977
AMEX Put and Call ExamSeries 1
Date: 4/13/1970
Registered Representative ExaminationSeries 40
Date: 4/26/1976
Registered Principal ExaminationCurrent Firm
YORKBRIDGE WEALTH PARTNERS, LLC
CRD#: 283949 / SEC#: 801-107827
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,190 |
| AUM (Assets Under Management) | $ 1,012,756,714 |
Red Flags
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