Richard M. Hanzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Hanzel, who also goes by Mike Hanzel, R Michael Hanzel, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1998. Richard had worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2010 - August 12, 2013
AMERICAN FAMILY SECURITIES, LLC
March 30, 2007 - October 8, 2008
STATE FARM VP MANAGEMENT CORP.
January 3, 2007 - March 9, 2007
AMERICAN FAMILY SECURITIES, LLC
December 1, 1999 - December 12, 2006
STATE FARM VP MANAGEMENT CORP.
August 5, 1998 - June 1, 1999
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FAMILY SECURITIES, LLC
CRD#: 104433 / SEC#: , 8-52899
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FAMILY MUTUAL INSURANCE COMPANY | SOLE MEMBER | |
| DENNY, MAUREEN LINETTE | PRESIDENT | 4710109 |
| DENNY, MAUREEN LINETTE | VP PRODUCT | 4710109 |
| GRASEE, KARI ELIZABETH | TREASURER | 4611618 |
| GRASEE, KARI ELIZABETH | CHIEF FINANCIAL OFFICER | 4611618 |
| HAUGLAND, SUSAN MARJORIE | CHIEF COMPLIANCE OFFICER | 4398697 |
| HOLMAN, DAVID CLIFFORD | DIRECTOR | 5890029 |
| HOLMAN, DAVID CLIFFORD | SECRETARY | 5890029 |
| KELLY, DANIEL JAMES | DIRECTOR | 4279218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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