Linda A. Lundquist

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CRD#: 3016630

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Ann Lundquist, who also goes by Linda Ann Johnson-lundquist, Linda Ann Johnsonlundquist, Linda Ann Plumb, was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1998. Linda had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Linda Ann Johnson-Lundquist | Linda Ann Johnsonlundquist | Linda Ann Plumb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)20% OWNER OF BROKERSTREET INSURANCE SERVICES-NON-VARIABLE INSURANCE 3)ANKENY UNITED CHURCH OF CHRIST, 602 SE DELEWARE AVE, ANKENY, IA 50021. BEGAN 5/08 COMMITTEE MEMBER FOR NON-PROFIT. NOT INVESTMENT RELATED. DEVOTES 10 HRS/YR NONE DURING TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 10, 2010 - November 1, 2023

RIA ADVISORY GROUP, LLC

RIA

CRD#: 152566

DES MOINES, IA

Past

October 3, 2008 - April 16, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ANKENY, IA

Past

April 17, 2006 - October 6, 2008

LPL FINANCIAL LLC

CRD#: 6413

ANKENY, IA

Past

March 30, 2005 - August 23, 2005

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

September 26, 2003 - December 31, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 10, 2001 - September 2, 2003

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Past

November 13, 2000 - July 19, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

March 27, 1998 - September 7, 2000

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIA ADVISORY GROUP, LLC

CRD#: 152566 / SEC#: 801-117837

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Iowa

Registered Investment Advisory firm - (1/2/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (1/6/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/2/2020 Terminated)

Nevada

Registered Investment Advisory firm - (2/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/26/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIA ADVISORY GROUP, LLC

CRD#: 152566 / SEC#: 801-117837

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Iowa

Registered Investment Advisory firm - (1/2/2020 Terminated)

Minnesota

Registered Investment Advisory firm - (1/6/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/2/2020 Terminated)

Nevada

Registered Investment Advisory firm - (2/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2020 Terminated)

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Contact information

Main Address

500 Sw 7th Street Suite 204, Des Moines, IA 50309

Mailing Address

Phone number

(515) 965-8588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A CLIENT BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	3,009
AUM (Assets Under Management)	$ 456,517,836

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Linda A. Lundquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

ALLSTATE FINANCIAL SERVICES, LLC

CAPITAL BROKERAGE CORPORATION

FBL MARKETING SERVICES, LLC

FIRSTAR INVESTMENT SERVICES,INC.

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

RIA ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2009

Series 63

Date: 5/4/1998

Series 6

Date: 3/26/1998

Current Firm

RIA ADVISORY GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIA ADVISORY GROUP, LLC

TRUST BUT VERIFY

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