Bernard N. Wasserman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Nmn Wasserman, who also goes by Bernard Wasserman, Bernie Dov Wasserman, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1998. Bernard had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2015 - October 14, 2021
BURCH & COMPANY, INC
September 16, 2013 - December 7, 2015
IDB CAPITAL CORP.
February 8, 2008 - October 23, 2012
CITIGROUP GLOBAL MARKETS INC.
January 27, 2003 - September 17, 2007
HSBC SECURITIES (USA) INC.
May 31, 2000 - November 6, 2001
LEHMAN BROTHERS INC.
December 24, 1998 - May 17, 2000
BNP PARIBAS INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/23/2024
General Securities Representative ExaminationCurrent Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
