AO
Abel L. Olivares
CENTAURUS FINANCIAL
Cypress, TX
Some features on this profile are disabled
CRD#: 3016251
AO
Professional summary
Abel Lopez Olivares is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Cypress, Texas.
Abel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Abel has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 401K HOMBRE INSURANCE SERVICES POSITION: CEO/Insurance Agent NATURE: INSURANCEPRODUCT LINE: FIXED ANNUITIES, FIXED LIFE INSURANCE, HEALTH INSURANCE, LONG TERM CARE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Recommend suitable fixed insurance products to clients including fixed annuities, fixed life insurance, health insurance, long term care insurance 2) 401K HOMBRE POSITION: CEO/Investment Professional NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Comprehensive Financial Planning 3) LARYSS MUSIC & LADY BOSS LARYSS POSITION: Owner NATURE: DBA as LaRyss Music and Lady Boss LaRyss INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2015 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Market and promote recording artist LaRyss who is also my daughter 4) 401K HOMBRE LEGAL AND TAX SERVICES POSITION: CEO NATURE: Legal and Tax Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Will be hiring an attorney and CPA to perform 100% of all legal and tax services since I am not an attorney or CPA 5) 401K HOMBRE REAL ESTATE SERVICES POSITION: CEO NATURE: REAL ESTATE SALES/SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 12 START DATE: 07/25/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Will act as CEO and perform all executive decisions in regards to administrative duties and marketing. Real Estate Broker/Realtor will conduct all sales on a contractual basis with 401k HOMBRE Real Estate Services. I, Abel Olivares, will not conduct any real estate sales until I have realtor license. 6) 401k Hombre Insurance Services, non-investment related, 18802 N. Thomas Shore Drive, Cypress, TX 77433, sell home owners insurance, auto insurance and commercial insurance, CEO/insurance agent, since 5/12/2021, devoted time is 4 hours a month, obtain insurance policy declarations pages from potential clients and forward that information to CGM Risk Management Solutions along with CGM coverage request forms; forward and present insurance quotes to potential clients then complete required forms should potential client decide to purchase insurance and forward completed forms to CGM, liason between client and CGM. 7. ABEL L. OLIVARES POSITION: Landlord NATURE: Real Estate; Leasing residential property(s) to tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2024 ADDRESS: 2651 Kipling St., Apt. #3001, Houston TX 77098, United States DESCRIPTION: Landlord of residential property(s) leased to tenants
CRS (Client Relationship Summary) - RIA
Click below to view Abel Lopez Olivares's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Abel Lopez Olivares's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2020 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Cypress, TX
Current
July 10, 2020 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Cypress, TX
Past
August 2, 2007 - July 13, 2020
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CYPRESS, TX
Past
July 26, 2007 - July 13, 2020
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CYPRESS, TX
Past
May 26, 1998 - July 25, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HOUSTON, TX
Past
April 16, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 16, 1998 - July 25, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/14/2020)
IAR
Colorado(9/11/2020)
RR
Louisiana(7/10/2020)
IAR
Louisiana(7/31/2020)
RR
Michigan(11/8/2024)
RR
Mississippi(11/6/2023)
RR
Montana(11/15/2023)
RR
Pennsylvania(7/10/2020)
IAR
Pennsylvania(8/28/2020)
RR
Texas(7/11/2020)
IAR
Texas(7/31/2020)
RR
Washington(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
