LB
Leslie M. Boyce
LOMBARD ADVISERS
Bridgeport, WV
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CRD#: 3016175
LB
Professional summary
Leslie Marvin Boyce, who also goes by L. Marvin Boyce, is a registered financial advisor currently at LOMBARD ADVISERS INCORPORATED located in Bridgeport, West Virginia and LOMBARD SECURITIES INCORPORATED located in Bridgeport, West Virginia.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Leslie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
L. Marvin Boyce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Marvin Boyce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
LOMBARD ADVISERS INCORPORATED
RIA
CRD#: 108231
Bridgeport, WV
Current
December 2, 2024 - Present
LOMBARD SECURITIES INCORPORATED
BD
CRD#: 27954
Bridgeport, WV
Past
March 21, 2024 - November 19, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BRIDGEPORT, WV
Past
October 14, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
BRIDGEPORT, WV
Past
October 10, 2014 - November 19, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
BRIDGEPORT, WV
Past
March 24, 2009 - October 17, 2014
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
MORGANTOWN, WV
Past
March 16, 2009 - October 17, 2014
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
MORGANTOWN, WV
Past
April 2, 2007 - October 5, 2007
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BRIDGEPORT, WV
Past
April 2, 2007 - October 5, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BRIDGEPORT, WV
Past
September 18, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BRIDGEPORT, WV
Past
September 15, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BRIDGEPORT, WV
Past
July 6, 2005 - September 19, 2006
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BUCKHANNON, WV
Past
July 6, 2005 - September 19, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BUCKHANNON, WV
Past
May 25, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
BUCKHANNON, WV
Past
May 21, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
June 1, 1999 - May 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BRIDGEPORT, WV
Past
May 24, 1999 - May 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
April 8, 1998 - May 21, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LOMBARD ADVISERS INCORPORATED
ARK FINANCIAL SOLUTIONS | WHITEHOUSE FINANCIAL GROUP | WEST VIRGINIA WEALTH ADVISORS | TANGEN FINANCIAL, LLC | SLAGLE INVESTMENTS, LLC | LOMBARD ADVISERS INCORPORATED | KOCHEL WEALTH MANAGEMENT | JEFFREY D. MURRAY & CO. | JACK A. HEIL CPA | HUNDLEY & ASSOCIATES | GARY COLLIER & ASSOCIATES | FINANCIAL & TAX SERVICES, LLC | DABAREINER WEALTH MANAGEMENT | COX WEALTH ADVISORS | CORTO FINANCIAL GROUP, LLC | CORNERSTONE PORTFOLIOS, LLC | BYRD WEALTH MANAGEMENT
CRD#: 108231 / SEC#: 801-114981
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2009 Terminated)Delaware
Registered Investment Advisory firm - (5/1/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2019 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2001 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2004 Terminated)New Jersey
Registered Investment Advisory firm - (4/30/2019 Terminated)North Carolina
Registered Investment Advisory firm - (5/1/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/29/2019 Terminated)South Dakota
Registered Investment Advisory firm - (1/28/2004 Terminated)Texas
Registered Investment Advisory firm - (4/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2019 Terminated)West Virginia
Registered Investment Advisory firm - (4/29/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/10/2024)
RR
Florida(12/9/2024)
RR
Maryland(1/31/2025)
RR
New York(12/12/2024)
RR
Ohio(12/3/2024)
RR
Pennsylvania(12/12/2024)
RR
Virginia(12/9/2024)
IAR
West Virginia(12/4/2024)
RR
West Virginia(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LOMBARD ADVISERS INCORPORATED
ARK FINANCIAL SOLUTIONS | WHITEHOUSE FINANCIAL GROUP | WEST VIRGINIA WEALTH ADVISORS | TANGEN FINANCIAL, LLC | SLAGLE INVESTMENTS, LLC | LOMBARD ADVISERS INCORPORATED | KOCHEL WEALTH MANAGEMENT | JEFFREY D. MURRAY & CO. | JACK A. HEIL CPA | HUNDLEY & ASSOCIATES | GARY COLLIER & ASSOCIATES | FINANCIAL & TAX SERVICES, LLC | DABAREINER WEALTH MANAGEMENT | COX WEALTH ADVISORS | CORTO FINANCIAL GROUP, LLC | CORNERSTONE PORTFOLIOS, LLC | BYRD WEALTH MANAGEMENT
CRD#: 108231 / SEC#: 801-114981
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2009 Terminated)Delaware
Registered Investment Advisory firm - (5/1/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2019 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2001 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2004 Terminated)New Jersey
Registered Investment Advisory firm - (4/30/2019 Terminated)North Carolina
Registered Investment Advisory firm - (5/1/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/29/2019 Terminated)South Dakota
Registered Investment Advisory firm - (1/28/2004 Terminated)Texas
Registered Investment Advisory firm - (4/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2019 Terminated)West Virginia
Registered Investment Advisory firm - (4/29/2019 Terminated)Loading...
Contact information
Main Address
1820 Lancaster St, Baltimore, MD 21231
Mailing Address
Phone number
(410) 342-1300
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,377 |
| AUM (Assets Under Management) | $ 567,437,959 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
