GEORGE A. LOURES

NUVEEN ASSET MANAGEMENT | Regional Vice President

Chicago, IL 60606

Some features on this profile are disabled

CRD#: 3016170

Professional summary

GEORGE ANTHONY LOURES, who also goes by George Anthony Loures III, George Loures, is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in San Francisco, California.

GEORGE is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. GEORGE has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Anthony Loures Iii | George Loures

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view GEORGE ANTHONY LOURES's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2025 - Present

NUVEEN ASSET MANAGEMENT, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606

RIA

CRD#: 155584

Chicago, IL

Current

September 10, 2025 - Present

NUVEEN SECURITIES, LLC

Office #1: 560 Mission Street, San Francisco, CA 94105

CRD#: 469

SAN FRANCISCO, CA

Past

June 2, 2025 - August 18, 2025

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

December 5, 2024 - June 16, 2025

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

PARAMUS, NJ

Past

November 12, 2024 - June 16, 2025

PARK AVENUE SECURITIES LLC

CRD#: 46173

PARAMUS, NJ

Past

January 3, 2022 - June 10, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

Mendham, NJ

Past

September 24, 2014 - September 13, 2021

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

PHILADELPHIA, PA

Past

July 7, 2010 - September 15, 2014

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

April 1, 2006 - August 13, 2010

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

June 23, 2004 - April 1, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 31, 2002 - June 23, 2004

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

February 7, 2001 - June 17, 2002

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

April 16, 1998 - July 24, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/10/2025)

Alaska
(9/15/2025)

Arizona
(9/18/2025)

Arkansas
(9/12/2025)

California
(9/10/2025)

Colorado
(9/11/2025)

Connecticut
(9/10/2025)

Delaware
(9/11/2025)

District of Columbia
(9/11/2025)

Florida
(9/10/2025)

Georgia
(9/11/2025)

Hawaii
(9/12/2025)

Idaho
(9/10/2025)

Illinois
(9/10/2025)

IAR

Illinois
(9/11/2025)

Indiana
(9/11/2025)

Iowa
(9/10/2025)

Kansas
(9/10/2025)

Kentucky
(9/10/2025)

Louisiana
(9/11/2025)

Maine
(9/12/2025)

Maryland
(9/16/2025)

Massachusetts
(9/10/2025)

Michigan
(9/10/2025)

Minnesota
(9/10/2025)

Mississippi
(9/10/2025)

Missouri
(9/15/2025)

Montana
(9/10/2025)

Nebraska
(9/10/2025)

Nevada
(9/11/2025)

New Hampshire
(9/16/2025)

New Jersey
(9/10/2025)

New Mexico
(9/11/2025)

New York
(9/11/2025)

North Carolina
(9/11/2025)

North Dakota
(9/18/2025)

Ohio
(9/10/2025)

Oklahoma
(9/10/2025)

Oregon
(9/15/2025)

Pennsylvania
(9/11/2025)

Puerto Rico
(9/19/2025)

Rhode Island
(9/11/2025)

South Carolina
(9/10/2025)

South Dakota
(9/10/2025)

Tennessee
(9/11/2025)

Texas
(9/10/2025)

Utah
(9/10/2025)

Vermont
(9/10/2025)

Virgin Islands
(9/11/2025)

Virginia
(9/11/2025)

Washington
(9/10/2025)

West Virginia
(9/11/2025)

Wisconsin
(9/10/2025)

Wyoming
(9/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/27/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/3/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/27/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/13/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

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Contact information

Main Address

333 West Wacker Drive, Chicago, IL 60606

Mailing Address

Phone number

(312) 917-7700

Established

Firm type

Fiscal year end

# of Employees

373

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	71,370
AUM (Assets Under Management)	$ 259,916,966,911

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2025	Cover Page	Report
12/19/2024	Cover Page	Report
12/15/2023	Cover Page	Report
12/15/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

GEORGE A. LOURES

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view GEORGE ANTHONY LOURES's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

TRANSAMERICA CAPITAL, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FISHER INVESTMENTS

FS INVESTMENT SOLUTIONS, LLC

COREBRIDGE CAPITAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

TOWER SQUARE SECURITIES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

NUVEEN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2024

Series 65

Date: 12/3/2021

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 31

Date: 5/27/1998

Series 7

Date: 4/13/1998

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NUVEEN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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