Porter Landreth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Porter Landreth, who also goes by Porter Rhea Landreth, was a registered financial professional .
Porter is a previously registered financial professional and started their career in finance in 1974. Porter had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2017 - June 12, 2020
UNITED CAPITAL FINANCIAL ADVISORS
May 11, 2017 - October 23, 2017
GIRARD SECURITIES, INC.
April 8, 2010 - August 17, 2011
GIRARD SECURITIES, INC.
April 1, 2010 - October 23, 2017
GIRARD SECURITIES, INC.
October 31, 2005 - April 6, 2010
OSAIC SERVICES, INC.
October 31, 2005 - April 6, 2010
OSAIC SERVICES, INC.
January 1, 1999 - October 31, 2005
SENTRA SECURITIES CORPORATION
January 1, 1999 - October 31, 2017
ASSET ONE LLC
October 4, 1985 - May 23, 1990
PRUCO SECURITIES, LLC.
July 18, 1985 - February 22, 1988
VOYA FINANCIAL ADVISORS, INC.
June 25, 1985 - September 17, 1985
JOHN HANCOCK DISTRIBUTORS LLC
January 22, 1985 - October 31, 2005
SENTRA SECURITIES CORPORATION
May 16, 1983 - January 17, 1985
E. F. HUTTON & COMPANY INC
June 18, 1974 - June 10, 1983
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1974
Registered Representative ExaminationCurrent Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
