Andrew G. Conner

MADRONA FINANCIAL & CPAS

Tacoma, WA 98402

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CRD#: 3015473

Professional summary

Andrew Glass Conner is a registered financial advisor currently at MADRONA FINANCIAL & CPAS located in Tacoma, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Madrona Financial - Investment Related - 2911 Bond St. Suite 200 Everett WA 98201 - RIA - Financial Advisor - 08/01/2020 - 160 hours a month - 4 trading hours a month - Financial Advisor Duties***** Madrona Financial Services LLC - 2911 Bond St. Suite 200 Everett WA 98201 - Online Webinar for LTC - 1hr per month - Presentor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Glass Conner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2020 - Present

MADRONA FINANCIAL & CPAS

Office #1: 1201 Pacific Avenue Suite 600, Tacoma, WA 98402

RIA

CRD#: 115753

Tacoma, WA

Past

August 24, 2020 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tacoma, WA

Past

September 8, 2004 - August 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LITTLETON, CO

Past

September 8, 2004 - August 4, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LITTLETON, CO

Past

November 21, 2002 - September 16, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

GREENWOOD VILLAGE, CO

Past

January 9, 2002 - September 16, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

April 21, 1998 - December 10, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/17/2020)

IAR

Washington
(9/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/29/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/20/1998

General Securities Representative Examination

Current Firm

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

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Contact information

Main Address

2911 Bond Street, Suite 200, Everett, WA 98201

Mailing Address

Phone number

(425) 212-3777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADRONA FINANCIAL SERVICES, LLC ADV PART 2A 03.17.2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,725
AUM (Assets Under Management)	$ 505,696,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew G. Conner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Glass Conner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MADRONA FINANCIAL & CPAS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1998

Series 63

Date: 5/13/1998

SIE

Date: 10/1/2018

Series 31

Date: 5/29/1998

Series 7

Date: 4/20/1998

Current Firm

MADRONA FINANCIAL & CPAS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADRONA FINANCIAL & CPAS

TRUST BUT VERIFY

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