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JG

Jennifer S. Globensky

Some features on this profile are disabled
CRD#: 3014953
JG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Shirley Globensky, who also goes by Jennifer Globensky, Jennifer Shirley Leidy, Jenny Leidy, Jennifer S Turner, Jennifer Shirley Turner, Jenny Turner, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 1999. Jennifer had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Globensky | Jennifer Shirley Leidy | Jenny Leidy | Jennifer S Turner | Jennifer Shirley Turner | Jenny Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 26, 2014 - April 29, 2014

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

November 3, 2010 - February 10, 2012

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

March 28, 2008 - April 1, 2009

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
DALLAS, TX
Past

November 8, 2007 - February 29, 2008

OSAIC FS, INC.

BD
CRD#: 3870
PLANO, TX
Past

October 16, 2006 - July 26, 2007

HILLTOP SECURITIES INC.

BD
CRD#: 6220
PLANO, TX
Past

March 23, 2004 - October 4, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
DALLAS, TX
Past

January 17, 2003 - March 29, 2004

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

June 14, 1999 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

May 18, 1999 - June 17, 1999

CAPIS

BD
CRD#: 7551
DALLAS, TX
Past

January 11, 1999 - May 18, 1999

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/1999
General Securities Principal Examination

Current Firm

AS
ARGENTUS SECURITIES, LLC
ARGENTUS SECURITIES, LLC | SUMMITALLIANCE SECURITIES, L.L.C. | SIG SECURITIES, L.L.C. | CHURCHILL SECURITIES L.C.

CRD#: 45915 / SEC#: , 8-51230

BD
Terminated by SEC on 04/29/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 07/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARGENTUS PARTNERS, LLCOWNER
GILL, DOUGLAS WAYNEPRESIDENT2129646
SCHLANGEN, ROBERT PHILIPINTERIM CHIEF COMPLIANCE OFFICER2939848

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGENTUS SECURITIES, LLC

CRD#: 45915

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