Michael D. Landfair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Douglas Landfair was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 5 firms and has passed the Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1986 - July 21, 1995
DAIN RAUSCHER INCORPORATED
August 19, 1982 - July 31, 1986
BOETTCHER & COMPANY, INC.
August 10, 1972 - September 2, 1982
FOSTER & MARSHALL INC.
June 9, 1971 - September 4, 1972
EDWARD JONES
July 29, 1969 - July 19, 1971
WALSTON AND COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 7/25/1969
General Securities Principal ExaminationSeries 1
Date: 7/25/1969
Registered Representative ExaminationCurrent Firm
DAIN RAUSCHER INCORPORATED
CRD#: 7600 / SEC#: , 8-3259
Contact information
Documents
Red Flags
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