Henry B. Landess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Burns Landess JR was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1969. Henry had worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 1987 - August 2, 2016
THE O.N. EQUITY SALES COMPANY
October 22, 1984 - August 21, 1987
FSC SECURITIES CORPORATION
August 4, 1982 - October 16, 1984
THE O.N. EQUITY SALES COMPANY
January 5, 1981 - November 2, 1982
DECELL SECURITIES CORPORATION
February 7, 1975 - March 13, 1981
THE O.N. EQUITY SALES COMPANY
August 28, 1969 - March 1, 1975
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1969
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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