Roger W. Kadisak

KADISAK FINANCIAL SERVICES

NAPERVILLE, IL 60563

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CRD#: 3014664

Professional summary

Roger W Kadisak, CFP® is a registered financial advisor currently at KADISAK FINANCIAL SERVICES, INC. located in Naperville, Illinois.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Roger has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger W Kadisak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 23, 1998 - Present

KADISAK FINANCIAL SERVICES, INC.

Office #1: 710 E. Ogden Suite 670, Naperville, IL 60563

RIA

CRD#: 122895

NAPERVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/23/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/1998

Uniform Investment Adviser Law Examination

Current Firm

KADISAK FINANCIAL SERVICES, INC.

CRD#: 122895 / SEC#: 801-71773

RIA

Registered Investment Advisory firm - (8/10/2012 Terminated)

Illinois

Registered Investment Advisory firm - (3/2/2012 Approved)

Texas

Registered Investment Advisory firm - (10/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

710 E. Ogden Ave Suite 130, Naperville, IL 60563

Mailing Address

Phone number

(630) 369-3336

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	299
AUM (Assets Under Management)	$ 65,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger W. Kadisak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger W Kadisak's CRS (Customer Relationship Summary).

Certified licenses

Experience

KADISAK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/1998

Current Firm

KADISAK FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KADISAK FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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