Michael J. Camargo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Camargo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - February 10, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 20, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
November 7, 2007 - February 9, 2021
FIDELITY BROKERAGE SERVICES LLC
August 28, 2007 - October 22, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
January 20, 2006 - August 20, 2007
FSC SECURITIES CORPORATION
December 14, 2005 - August 20, 2007
FSC SECURITIES CORPORATION
September 8, 1998 - October 15, 2003
UBS FINANCIAL SERVICES INC.
April 16, 1998 - October 15, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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