William M. Landenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Landenberger was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1974. William had worked at 10 firms and has passed the Series 66, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - September 4, 2025
AVANTAX ADVISORY SERVICES
February 17, 2012 - September 4, 2025
AVANTAX INVESTMENT SERVICES, INC.
March 1, 2010 - December 31, 2011
RESOURCE HORIZONS GROUP LLC
January 27, 2010 - December 31, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
October 27, 2006 - December 31, 2009
INVESTORS CAPITAL CORP.
April 14, 1997 - December 31, 2009
INVESTORS CAPITAL CORP.
September 18, 1986 - October 11, 1996
COMMONWEALTH FINANCIAL NETWORK
July 24, 1984 - September 17, 1986
MHA FINANCIAL CORP
May 22, 1984 - July 13, 1984
COMMONWEALTH FINANCIAL NETWORK
February 7, 1980 - May 21, 1984
GAGE-WILEY & CO., INC.
February 18, 1977 - December 7, 1979
FINANCIAL CONSULTANTS, INC.
October 7, 1974 - January 6, 1976
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/14/1974
Registered Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
