Richard C. Landel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Clayton Landel, who also goes by Robert Edward Landel, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1972. Richard had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1987 - February 14, 1989
HUBERMAN SECURITIES CORP.
April 18, 1984 - March 11, 1988
CENTRE/FOUR SECURITIES, INC.
April 15, 1982 - November 28, 1983
AMERICAN FRONTEER FINANCIAL CORPORATION
February 12, 1982 - April 12, 1982
MORRIS BRIDGER SECURITIES, INC
November 15, 1978 - February 22, 1983
BLINDER, ROBINSON & CO., INC.
October 26, 1977 - June 8, 1982
M. S. WIEN & CO., INC.
September 17, 1976 - October 6, 1977
FIRST JERSEY SECURITIES, INC.
December 16, 1974 - August 17, 1975
E. F. HUTTON & COMPANY INC
October 24, 1973 - December 27, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
March 21, 1972 - November 12, 1973
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1972
Registered Representative ExaminationCurrent Firm
HUBERMAN SECURITIES CORP.
CRD#: 10133 / SEC#: , 8-27575
Contact information
Documents
Red Flags
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