Robert N. Tellier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Neal Tellier JR, who also goes by Bob Tellier, Robert Neal Jr Tellier, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2009 - November 28, 2016
FOOTHILL SECURITIES, INC.
April 16, 1998 - May 14, 2009
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
