Tamra L. Viccari
Professional summary
Tamra Lyn Viccari, who also goes by Tammy Jennings, Tamra Lyn Jennings, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Tamra is registered as a RR (Registered Representative) and started their career in finance in 1998. Tamra has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tamra Lyn Viccari's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2013 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153March 9, 2011 - October 2, 2013
SIGNATOR FINANCIAL SERVICES, INC.
March 2, 2011 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
September 4, 2009 - December 1, 2010
DIRECTED SERVICES LLC
March 6, 2007 - December 1, 2010
DIRECTED SERVICES LLC
October 1, 2000 - March 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
November 12, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 18, 1998 - October 7, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2017)
(1/17/2017)
(1/23/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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