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HL

Henry M. Loughran

HOLLISTER ASSOCIATES
MOUNT PLEASANT, SC
Some features on this profile are disabled
CRD#: 3014220
HL

Professional summary

Henry Michael Loughran, who also goes by Hank Loughran, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

Henry is registered as a RR (Registered Representative) and started their career in finance in 1998. Henry has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hank Loughran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henry Michael Loughran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2024 - Present

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Past

August 3, 2023 - August 30, 2024

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
RICHMOND, VA
Past

January 19, 2022 - March 15, 2023

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
ATLANTA, GA
Past

September 1, 2010 - January 11, 2022

AGECROFT PARTNERS, LLC

BD
CRD#: 139227
RICHMOND, VA
Past

August 9, 2010 - September 16, 2010

THOMPSON DAVIS & CO., INC.

BD
CRD#: 41353
RICHMOND, VA
Past

March 3, 2008 - May 5, 2010

MAYMONT PARTNERS, INC.

BD
CRD#: 120536
RICHMOND, VA
Past

October 3, 2005 - February 22, 2008

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
WASHINGTON, DC
Past

October 3, 2005 - February 22, 2008

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
WASHINGTON, DC
Past

October 7, 2003 - December 16, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
RICHMOND, VA
Past

October 7, 2003 - December 16, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 21, 2002 - October 7, 2003

FERRIS, BAKER WATTS, LLC

RIA
CRD#: 285
RICHMOND, VA
Past

June 21, 2002 - October 7, 2003

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
BALTIMORE, MD
Past

July 2, 1998 - July 1, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
RICHMOND, VA
Past

March 31, 1998 - July 1, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/20/2024)
RR
Florida
(12/20/2024)
RR
Georgia
(12/20/2024)
RR
New York
(12/20/2024)
RR
North Carolina
(12/20/2024)
RR
Texas
(12/20/2024)
RR
Virginia
(12/20/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/14/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/21/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HA
HOLLISTER ASSOCIATES, LLC
HOLLISTER ASSOCIATES, LLC

CRD#: 173366 / SEC#: , 8-69538

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
257 River Oak Drive, Mount Pleasant, SC 29464
Mailing Address
257 River Oak Drive, Mount Pleasant, SC 29464
Phone number
(401) 465-3080
Established
South Carolina since 09/09/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLLISTER, CHRISTOPHER VERNCEO/CCO5637565
CLIFFHANGER INVESTMENTS, LLCOWNER
KUGLER, JACQUESOWNER5105697
MADABA INVESTMENTS, LLCOWNER
PORTWOOD, WILLIAM BOYCECFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLLISTER ASSOCIATES, LLC

CRD#: 173366Mount Pleasant, SC

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