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Thomas E. Leechin
NAVY FEDERAL INVESTMENT SERVICES
Pensacola, FL 32526
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CRD#: 3014218
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Professional summary
Thomas Edward Leechin, who also goes by Tom Leechin, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pensacola, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Leechin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). I CURRENTLY OWN THREE RENTAL PROPERTIES WHICH WERE MY PRIMARY RESIDENCES AT ONE TIME. EACH OF THEM ARE PROFESSIONALLY MANAGED SO I HAVE MINIMAL INTERACTION. THIS STARTED IN MAY 2013 AND I SPEND ABOUT TWO HOURS A MONTH DEALING WITH THE PROPERTY MANAGERS.
2). Volunteer as Treasurer for Emerald Coast Gator Club (non-profit)Mary Esther, FL, Started: July 15, 2018 Non-investment related activity, Duties: process deposits from club events; disburse expenses to include scholarship. Time Devoted to activity: 2 hours a month, 0 during trade hours
3). Volunteer as President/Board Member for Intercoastal Point Condo Association. Started: Oct, 2018 Manages condo association. Serves as Pres of the board. Devotes 5 hours a month during non-trade hours. Ownership of two condo units out of 45 units. No compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Leechin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Leechin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Current
September 17, 2014 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Past
January 23, 2015 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
PENSACOLA, FL
Past
August 18, 2005 - May 15, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
TAMPA, FL
Past
January 14, 2003 - June 3, 2005
NATIONS FINANCIAL GROUP, INC.
BD
CRD#: 44181
CEDAR RAPIDS, IA
Past
June 13, 2001 - January 2, 2003
MEDALLION EQUITIES, INC.
BD
CRD#: 43399
MARIETTA, GA
Past
May 7, 1998 - June 22, 2001
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
BD
CRD#: 39263
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/17/2014)
IAR
Florida(1/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Pensacola, FL 32526TRUST BUT VERIFY
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