Ralph Condis

EXECUTIVE BUSINESS FINANCIAL PLANNING

DUMONT, NJ

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CRD#: 3014217

Professional summary

Ralph Condis, who also goes by Rafael Condis, is a registered financial advisor currently at EXECUTIVE BUSINESS FINANCIAL PLANNING located in Dumont, New Jersey.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ralph has worked at 6 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rafael Condis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The principal executive officer of EB Financial Planning, Mr. Condis, as a Deacon of Humanity is involved on a part time basis, in various religious missions. Mr. Condis produces and writes original music, educational videos, public concerts & seminars for religious and commercial purposes. Mr. Condis devotes 14 hours per week working with Public Partnerships for NJ. Public Partnerships for NJ offers care for the Autistic & Disabled. All activities are done during weekends and evenings during off market hours and do not interfere with Mr. Condis' primary duties as Principal of Executive Business Financial Planning, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Condis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2004 - Present

EXECUTIVE BUSINESS FINANCIAL PLANNING

RIA

CRD#: 132861

DUMONT, NJ

Past

February 20, 2004 - December 1, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DUMONT, NJ

Past

May 30, 2003 - February 23, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

WOODCLIFF LAKE, NJ

Past

October 25, 2001 - February 23, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 19, 2000 - November 12, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 19, 2000 - September 13, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 7, 1998 - May 31, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/8/2004)

IAR

New York
(4/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/1998

General Securities Representative Examination

Current Firm

EXECUTIVE BUSINESS FINANCIAL PLANNING

EB FINANCIAL PLANNING | EXECUTIVE BUSINESS FINANCIAL PLANNING

CRD#: 132861 / SEC#:

California

Registered Investment Advisory firm - (2/17/2005 Terminated)

Florida

Registered Investment Advisory firm - (11/30/2005 Terminated)

New Jersey

Registered Investment Advisory firm - (11/8/2004 Approved)

New York

Registered Investment Advisory firm - (2/17/2005 Approved)

Ohio

Registered Investment Advisory firm - (1/18/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dumont, NJ

Mailing Address

Phone number

(201) 370-0863

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 5,856,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ralph Condis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Condis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2005

Series 65

Date: 5/12/1998

Series 63

Date: 4/13/1998

Series 7

Date: 4/6/1998

Current Firm

EXECUTIVE BUSINESS FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EXECUTIVE BUSINESS FINANCIAL PLANNING

TRUST BUT VERIFY

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