Earl G. Marek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl Gordon Marek was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1998. Earl had worked at 4 firms and has passed the Series 63, Series 38 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - April 24, 2014
RICHARDSON GMP (USA) CORP.
May 24, 2002 - October 12, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 27, 2001 - May 21, 2002
RAYMOND JAMES (USA) LTD.
November 19, 1998 - August 8, 2001
BMO NESBITT BURNS SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 11/12/1998
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
RICHARDSON GMP (USA) CORP.
CRD#: 104204 / SEC#: , 8-52658
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
