Michael J. Frasier

PGB SECURITIES LLC

Bedminster, NJ 07921

Some features on this profile are disabled

CRD#: 3013598

Professional summary

Michael John Frasier, who also goes by Mike Frasier, is a registered financial professional currently at PGB SECURITIES LLC located in Bedminster, New Jersey and PEACHTREE PC INVESTORS, LLC located in Atlanta, Georgia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 87, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Frasier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Frasier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2020 - Present

PGB SECURITIES LLC

Office #1: 500 Hills Drive, Bedminster, NJ 07921

CRD#: 301472

Bedminster, NJ

Current

December 16, 2024 - Present

PEACHTREE PC INVESTORS, LLC

Office #1: One Alliance Center 3500 Lenox Road, Suite 625, Atlanta, GA 30326Office #2: 3500 Lenox Road Suite 625, Atlanta, GA 30326

CRD#: 301004

Atlanta, GA

Past

March 15, 2024 - October 3, 2025

DYNASTY SECURITIES, LLC

CRD#: 159076

SAINT PETERSBURG, FL

Past

January 19, 2024 - July 24, 2024

DELPHOS MMJ L.P.

CRD#: 137389

NEW YORK, NY

Past

April 17, 2023 - September 25, 2023

DYNASTY SECURITIES, LLC

CRD#: 159076

SAINT PETERSBURG, FL

Past

June 29, 2022 - December 14, 2023

AQR INVESTMENTS, LLC

CRD#: 289244

GREENWICH, CT

Past

January 4, 2022 - August 31, 2022

ROW ASSOCIATES, LLC

CRD#: 309073

NASHVILLE, TN

Past

February 9, 2021 - May 9, 2025

FLAGSTAR ADVISORS

CRD#: 104233

NEW YORK, NY

Past

May 13, 2019 - February 6, 2020

DYNASTY SECURITIES, LLC

CRD#: 159076

SAINT PETERSBURG, FL

Past

September 5, 2018 - December 31, 2019

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

BOCA RATON, FL

Past

June 26, 2017 - January 22, 2018

DYNASTY SECURITIES, LLC

CRD#: 159076

SAINT PETERSBURG, FL

Past

August 15, 2002 - May 19, 2017

CANTELLA & CO., INC.

RIA

CRD#: 13905

BOSTON, MA

Past

March 17, 2000 - May 19, 2017

CANTELLA & CO., INC.

CRD#: 13905

BOSTON, MA

Past

November 20, 1998 - March 10, 2000

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(9/8/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/2/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 2/8/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/20/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PEACHTREE PC INVESTORS, LLC

PC ADVISORS, LLC | PPCA | PEACHTREE PC INVESTORS, LLC | PEACHTREE PC ADVISORS, LLC

CRD#: 301004 / SEC#: , 8-70317

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3500 Lenox Road Suite 625, Atlanta, GA 30326

Mailing Address

3500 Lenox Road Suite 625, Atlanta, GA 30326

Phone number

(678) 250-9368

Established

Georgia since 02/04/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEACHTREE PC ADVISORS HOLDING, LLC	OWNER
BEATON, DANIEL STEWART	FINOP	4240769
CHO, WONHEE NMN	PRESIDENT	5903574
FRASIER, MICHAEL JOHN	CHIEF COMPLIANCE OFFICER	3013598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Frasier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Frasier's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEACHTREE PC INVESTORS, LLC

DYNASTY SECURITIES, LLC

DELPHOS MMJ L.P.

DYNASTY SECURITIES, LLC

AQR INVESTMENTS, LLC

ROW ASSOCIATES, LLC

FLAGSTAR ADVISORS

DYNASTY SECURITIES, LLC

NOBLE CAPITAL MARKETS, INC.

DYNASTY SECURITIES, LLC

CANTELLA & CO., INC.

CANTELLA & CO., INC.

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2001

Series 63

Date: 3/29/1999

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 3/2/2005

Series 7

Date: 11/12/1998

Series 14

Date: 1/2/2023

Series 4

Date: 2/8/2007

Series 53

Date: 2/20/2004

Series 24

Date: 11/24/1999

FINRA

Current Firm

PEACHTREE PC INVESTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PEACHTREE PC INVESTORS, LLC

TRUST BUT VERIFY

Similar Advisors