Anthony Mona
SPARTAN WEALTH MANAGEMENT | Senior Vice President Investment, Senior Portfolio Manager
BINGHAM FARMS, MI 48025
Some features on this profile are disabled
CRD#: 3013527
Professional summary
Anthony Mona is a registered financial advisor currently at SPARTAN WEALTH MANAGEMENT located in Bingham Farms, Michigan and LPL FINANCIAL LLC located in Birmingham, Michigan.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Trading individual securities
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/2025 - PPSA Orchard Lake - Real Estate Rental - Bloomfield Township, MI - INV REL - Start Date 11/16/2016 - 1hr/mth | 0hrs during trading 2. 07/2025 - Monaco Investments LLC - Real Estate Rental - Bloomfield Hills, MI - INV REL - Start Date 10/01/1998 - 0hr/mth | 0hrs during trading 3. 07/2025 - Spartan Capital Ventures LLC - Business Entity For Tax/Investment Purposes Only - Bingham Farms, MI - INV REL - Start Date 05/06/2025 - 0hr/mth | 0hrs during trading 4. 07/2025 - 32600 Telegraph LLC - Real Estate Rental - Bingham Farms, MI - INV REL - Start Date 07/01/2022 - 0hr/mth | 0hrs during trading 5. 07/2025 - Spartan Wealth Management - DBA for LPL Business (entity for LPL business) - Bingham Farms, MI - INV REL - Start Date 08/19/2022 - 200hr/mth | 200hrs during trading 6. 07/2025 - Chaldean American Chamber of Commerce - Non-Profit Board Member - West Bloomfield, MI - INV REL - Start Date 01/01/2020 - 1hr/mth | 1hrs during trading 7. 07/2025 - Chaldean Community Foundation - Non-Profit Board Member - Sterling Heights, MI - INV REL - Start Date 01/01/2020 - 1hr/mth | 0hrs during trading 8. 07/2025 - Chaldean Diocese of Saint Thomas Apostle USA - Non-Profit Board Member - Southfield, MI - INV REL - Start Date 01/01/2021 - 1hr/mth | 0hrs during trading 9. 07/2025 - Anthony Mona - Non-Variable Insurance - Bingham Farms, MI - INV REL - Start Date 08/26/2022 - 1hr/mth | 1hr during trading
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Mona's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2024 - Present
SPARTAN WEALTH MANAGEMENT
Office #1: 32600 Telegraph Road Suite 200, Bingham Farms, MI 48025RIA
CRD#: 331719
BINGHAM FARMS, MI
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #2: 32600 Telegraph Rd Ste 200, Bingham Farms, MI 48025RIA
BD
CRD#: 6413
Birmingham, MI
Past
August 12, 2022 - July 7, 2025
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Birmingham, MI
Past
August 12, 2022 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Birmingham, MI
Past
October 8, 2010 - August 23, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FARMINGTON HILLS, MI
Past
October 5, 2007 - August 23, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
FARMINGTON HILLS, MI
Past
August 2, 2002 - October 16, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FARMINGTON, MI
Past
March 5, 1998 - August 6, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPARTAN WEALTH MANAGEMENT
SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT
CRD#: 331719 / SEC#: 801-131368
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2025)
RR
Arizona(7/10/2025)
RR
California(7/10/2025)
RR
Colorado(7/10/2025)
RR
Florida(7/10/2025)
RR
Georgia(7/10/2025)
RR
Illinois(7/10/2025)
RR
Indiana(7/10/2025)
RR
Iowa(7/10/2025)
IAR
Michigan(11/19/2024)
RR
Michigan(7/10/2025)
RR
Minnesota(7/10/2025)
RR
Missouri(7/10/2025)
RR
Nevada(7/10/2025)
RR
New York(7/10/2025)
RR
North Carolina(7/10/2025)
RR
Ohio(7/10/2025)
RR
Pennsylvania(7/10/2025)
RR
Rhode Island(7/10/2025)
RR
South Carolina(7/10/2025)
RR
Tennessee(7/10/2025)
RR
Texas(7/10/2025)
RR
Virginia(7/10/2025)
RR
Wisconsin(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPARTAN WEALTH MANAGEMENT
SPARTAN WEALTH ADVISORY SERVICES LLC | SPARTAN WEALTH MANAGEMENT
CRD#: 331719 / SEC#: 801-131368
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32600 Telegraph Road Suite 200, Bingham Farms, MI 48025
Mailing Address
Phone number
(248) 297-6600
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 946 |
| AUM (Assets Under Management) | $ 406,619,437 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPARTAN WEALTH MANAGEMENT
Senior Vice President Investment, Senior Portfolio ManagerCRD#: 331719Bingham Farms, MI 48025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
