Willis E. Seda De Leon
Professional summary
Willis Edward Seda De Leon, who also goes by Willis E Seda, Willis Sedadeleon, is a registered financial professional currently at INVESTMENT PLANNERS, INC. located in San Juan, .
Willis is registered as a RR (Registered Representative) and started their career in finance in 1998. Willis has worked at 7 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Willis Edward Seda De Leon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2020 - Present
INVESTMENT PLANNERS, INC.
Office #1: The City Towers 252 Ponce De Leon Ave. Suite 1001, San Juan, PR 00918February 7, 2014 - October 19, 2020
NATIONWIDE PLANNING ASSOCIATES INC.
July 5, 2007 - February 6, 2014
MML INVESTORS SERVICES, LLC
July 8, 2003 - May 1, 2007
CETERA WEALTH SERVICES, LLC
November 9, 1998 - January 28, 2003
ORIENTAL FINANCIAL SERVICES LLC
March 26, 1998 - October 16, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 26, 1998 - October 16, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2021)
(10/20/2020)
Exams
FINRA
Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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