Timothy L. Griffith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Lynn Griffith, who also goes by Tim Griffith, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1998. Timothy had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2004 - October 30, 2015
TLG CAPITAL INVESTMENTS, LLC
May 26, 2000 - December 31, 2002
HILLTOP SECURITIES INC.
May 26, 2000 - August 3, 2004
HILLTOP SECURITIES INC.
October 15, 1998 - May 22, 2000
MOMENTUM INDEPENDENT NETWORK INC.
State Registrations and Notice Filings
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Exams
Current Firm
TLG CAPITAL INVESTMENTS, LLC
CRD#: 132132 / SEC#:
Contact information
Red Flags
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