Curtis A. Borden

BORDEN PORTFOLIO MANAGEMENT

BELLEFONTE, PA

CRD#: 3013302

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Professional summary

Curtis Arthur Borden is a registered financial advisor currently at BORDEN PORTFOLIO MANAGEMENT located in Bellefonte, Pennsylvania.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Curtis has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Arthur Borden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2025 - Present

BORDEN PORTFOLIO MANAGEMENT

RIA

CRD#: 122501

BELLEFONTE, PA

Past

May 14, 1998 - November 16, 1999

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/8/1998

General Securities Representative Examination

Current Firm

BORDEN PORTFOLIO MANAGEMENT

BORDEN PORTFOLIO MANAGEMENT | BORDEN, CURTIS ARTHUR

CRD#: 122501 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (11/3/2025 Approved)

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Contact information

Main Address

Bellefonte, PA

Mailing Address

Phone number

(814) 867-6411

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 4,713,709

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Georgia	ERA - Withdrawn	10/7/2025

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Curtis A. Borden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Arthur Borden's CRS (Customer Relationship Summary).

Certified licenses

Experience

BORDEN PORTFOLIO MANAGEMENT

NORTHEAST SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/1998

Series 7

Date: 5/8/1998

Current Firm

BORDEN PORTFOLIO MANAGEMENT

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

BORDEN PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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