Yuejun Ying
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuejun Ying, who also goes by Yuejun Dai, John Ying, Yue Jun Ying, was a registered financial professional .
Yuejun is a previously registered financial professional and started their career in finance in 1998. Yuejun had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2011 - September 18, 2012
G-2 TRADING,LLC
April 27, 2011 - November 21, 2011
DIMENSION TRADING GROUP, LLC
May 22, 2006 - April 29, 2008
SPECTRUM TRADING, LLC
March 3, 2003 - May 17, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
January 20, 2000 - March 3, 2003
RUMSON CAPITAL, LLC
March 2, 1998 - June 5, 1998
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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