Michael J. Mcreynolds

RWA ADVISORS

Boca Raton, FL 33432

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CRD#: 3013179

Professional summary

Michael J Mcreynolds, who also goes by Mike Mcreynolds, is a registered financial advisor currently at RWA ADVISORS located in Boca Raton, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Mcreynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent/Personal and Brokerage - 1993 to Present - Not investment related - Sale of insurance products for which I earn commissions. 125 Hours Per Month, 100 during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Mcreynolds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2018 - Present

RWA ADVISORS

Office #1: 1200 N. Federal Highway Suite 200, Boca Raton, FL 33432

RIA

CRD#: 150120

Boca Raton, FL

Past

October 21, 2010 - September 5, 2014

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

March 25, 2004 - September 11, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

JUPITER, FL

Past

March 19, 2004 - September 11, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

JUPITER, FL

Past

June 27, 2003 - January 29, 2004

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

WEST PALM BEACH, FL

Past

June 12, 2003 - January 29, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

April 28, 1998 - May 29, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWA ADVISORS

BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS

CRD#: 150120 / SEC#: 801-124963

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Florida

Registered Investment Advisory firm - (5/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2000

General Securities Principal Examination

Current Firm

RWA ADVISORS

BOCA ASSOCIATES, LLC. | RWA ADVISORS, LLC | RWA ADVISORS | RUBIN WEALTH ADVISORS | RH-IOA ADVISORS

CRD#: 150120 / SEC#: 801-124963

RIA

Registered Investment Advisory firm - (5/5/2022 Approved)

Florida

Registered Investment Advisory firm - (5/11/2022 Terminated)

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Contact information

Main Address

1200 N. Federal Highway Suite 200, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 288-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 190,741,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Mcreynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Mcreynolds's CRS (Customer Relationship Summary).

Certified licenses

Experience

P.J. ROBB VARIABLE, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

RWA ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2000

Series 63

Date: 4/30/1998

Series 7

Date: 9/2/1999

Series 6

Date: 4/27/1998

Series 24

Date: 9/28/2000

Current Firm

RWA ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RWA ADVISORS

TRUST BUT VERIFY

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