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Robert None Lanari

CRD# 301315·Registered 1969 - 1998
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert None Lanari, who also goes by Robert (nmi) Lanari, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1969 - 1998. Robert had worked at 15 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert (nmi) Lanari

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

63 years in the financial services industry

Current & Past Employments

SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
May 12, 1997 - November 13, 1998
THE CAMELOT GROUP, INC.·CRD# 31091
BD
Ft Lauderdale, FL
July 19, 1996 - May 13, 1997
GLOBAL FINANCIAL GROUP, INC.·CRD# 23958
BD
Minneapolis, MN
March 27, 1996 - August 1, 1996
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.·CRD# 30898
BD
Denver, CO
April 28, 1995 - April 10, 1996
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
January 25, 1995 - March 31, 1995
TRINITY TRADING COMPANY, LTD.·CRD# 18183
BD
May 5, 1994 - July 5, 1994
ELBA SECURITIES, INC.·CRD# 18511
BD
Denver, CO
March 2, 1992 - April 6, 1992
MLB INVESTMENTS, LTD.·CRD# 18280
BD
July 19, 1988 - September 25, 1990
R.B. MARICH, INC.·CRD# 13227
BD
April 8, 1987 - May 19, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
January 21, 1987 - February 4, 1987
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
October 6, 1986 - February 10, 1987
DICKINSON & CO.·CRD# 689
BD
July 3, 1985 - May 15, 1986
E. F. HUTTON & COMPANY INC·CRD# 235
BD
July 20, 1984 - July 25, 1985
WALL STREET WEST, INC.·CRD# 7529
BD
January 12, 1978 - July 20, 1984
BOSWORTH SULLIVAN & COMPANY INCORPORATED·CRD# 103
BD
December 15, 1969 - February 23, 1978

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Current Firm

SS
SCHNEIDER SECURITIES, INC.

SCHNEIDER SECURITIES, INC.

CRD#: 16434 / SEC#: 8-33967
BD
Terminated by SEC on 11/30/2003

Contact Information

Established

Colorado since 04/16/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SCHNEIDER FINANCIAL CORPCORPORATION—
BIXLER, CLARENCE LEROY JRDIRECTOR22327
DURAYBITO, SIEGFRIED PETEROWNER1030619
HINKLE, STEVEN RAYCHIEF EXECUTIVE OFFICER/DIRECTOR838034
KOCH, KEITH ARLANDIRECTOR1197658
LOWE, TERRI ELAINECHIEF FINANCIAL OFFICER/DIRECTOR1823203
MCENENY, TIMOTHY SEAN JROWNER2250543
MURRAY, JAY ALANOWNER1958868
NORTON, GREGORY BRUCEDIRECTOR2041583
OROURKE, THOMAS JOSEPHPRESIDENT/DIRECTOR353467
ROUSE, RICHARD JOHNVICE-PRESIDENT/DIRECTOR1135898

Disclosures

Regulatory Event

19

Arbitration

17

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1981About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Feb 1963

Series 40 — Registered Principal Examination

Passed Dec 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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