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Scott T. Steves
GALLAGHER FIDUCIARY ADVISORS
Houston, TX 77057
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CRD#: 3013137
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Scott Taylor StevesGALLAGHER FIDUCIARY ADVISORS
Professional summary
Scott Taylor Steves, CFP® is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Houston, Texas and OSAIC WEALTH, INC. located in Houston, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: Steves Investments, LLC Investment Related: No Address: PO Box 342259 Austin TX 78734 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Personal Rental Property Investments 2) Business Name: Taylor-Steves Furn Co, Inc. Investment Related: No Address: 1521 Sixth Street Bay City TX 77414 Nature of Business: Other Other/None of the Above Furniture Sales Retail Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 8/25/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Family Business, Business Advisor to Family Management 3) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Investment Consulting Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 4) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Regional Sr Vice President Start Date: 05/01/2008 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 5) Business Name: The Coves on Lake Travis Dock Association Investment Related: No Address: 1005 Moonlight Bay, Spicewood, TX 78669 Nature: Bock Dock Management Position: Vice President Start Date: 02/07/2022 Hours Per Month: <5 Hours Per Day: 0 Duties: Support President and Treasurer on Dock Maintenance. 2) STEVES INVESTMENTS, LLC POSITION: Owner NATURE: Real Estate personally owned and managed INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: PO Box 342259, Austin TX 78734, United States DESCRIPTION: Personal property owned for rental or resale 3) GALLAGHER FIDUCIARY ADVISORS POSITION: Regional Sr. VP NATURE: Corporate RIA Affiliation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2008 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 4) TAYLOR-STEVES FURNITURE CO., INC POSITION: Vice President NATURE: Family Furniture Store - Retail - 116 years old INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/25/1987 ADDRESS: PO Box 3350, Bay City TX 77414, United States DESCRIPTION: Served as Vice President since 1987, providing support to other family members who manage the company full time. This business has been physically closed effective August 28, 2025. Entity will be wound down end of 2025 tax year.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Taylor Steves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 25, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 5847 San Felipe Street Ste 3825, Houston, TX 77057RIA
CRD#: 146509
Houston, TX
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5847 San Felipe St. Ste. 1600, Houston, TX 77057RIA
BD
CRD#: 23131
Houston, TX
Past
March 29, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Houston, TX
Past
April 21, 2016 - April 8, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
HOUSTON, TX
Past
February 14, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOUSTON, TX
Past
October 31, 2008 - July 14, 2009
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOUSTON, TX
Past
October 31, 2008 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
HOUSTON, TX
Past
January 30, 2006 - November 3, 2008
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOUSTON, TX
Past
December 19, 2005 - November 3, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOUSTON, TX
Past
March 9, 1998 - January 17, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
RR
Arizona(8/23/2024)
RR
Arkansas(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Hawaii(8/23/2024)
RR
Illinois(8/23/2024)
RR
Iowa(8/23/2024)
RR
Kansas(8/23/2024)
RR
Louisiana(8/23/2024)
RR
Michigan(8/23/2024)
RR
Mississippi(8/23/2024)
RR
Missouri(8/23/2024)
RR
Nebraska(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Oklahoma(8/23/2024)
RR
Puerto Rico(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Tennessee(8/23/2024)
IAR
Texas(4/25/2022)
RR
Texas(8/23/2024)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Loading...
Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
